Defensible, examiner-ready operating documents covering governance, risk, financial crime, AI, vendor oversight, and partner-bank readiness. Built for real operating environments — ready for your team to adapt and put to work.
Each toolkit combines regulatory and operational frameworks to help fintech teams execute with confidence — practical steps, documentation standards, and governance frameworks that hold up under sponsor bank reviews and regulatory scrutiny.
End-to-end framework for assessing, contracting, monitoring, and exiting vendor relationships — built around regulatory expectations.
Open in LMS →Structured guide for building and documenting effective board oversight — reporting structures, escalation, examiner expectations.
Open in LMS →Fraud risk identification, control design, escalation protocols, and regulatory reporting obligations across products and channels.
Open in LMS →Practical frameworks for governing AI and automated decisioning — model risk, explainability, oversight, regulatory scrutiny.
Open in LMS →Product approval, launch risk assessment, consumer impact documentation, and ongoing monitoring obligations for fintech products.
Open in LMS →Execution framework for assessing and improving AML program maturity — TM, KYC governance, SARs, documentation standards.
Open in LMS →Structured guide to preparing for examinations — evidence gathering, document organization, briefings, examiner interactions.
Open in LMS →Searchable library of operating documents covering governance and leadership, risk and controls, financial crime, AI, third-party oversight, partner banks, and regulatory readiness. Browse the catalog — full document downloads are available inside the LMS for members.
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